Overview

Security Requirements for 03.13.03 Role Separation

System management functionality includes functions necessary to administer databases, network components, workstations, or servers, and typically requires privileged user access. The separation of user functionality from system management functionality is physical or logical. Organizations can implement separation of system management functionality from user functionality by using different computers, different central processing units, different instances of operating systems, or different network addresses; virtualization techniques; or combinations of these or other methods, as appropriate. This type of separation includes web administrative interfaces that use separate authentication methods for users of any other system resources. Separation of system and user functionality may include isolating administrative interfaces on different domains and with additional access controls.

Assessment GuidanceExamine 0/7

How an assessor determines this requirement is met. Source: CMMC Assessment Guide – Level 2, Version 2.13 (NIST SP 800-171 Rev. 2).

Discussion

Prevent users and user services from accessing system management functionality on IT components (e.g., databases, network components, workstations, servers). This reduces the attack surface to those critical interfaces by limiting who can access and how they can be accessed. By separating the user functionality from system management functionality, the administrator or privileged functions are not available to the general user. The intent of this requirement is to ensure:

general users are not permitted to perform system administration functions; and

system administrators only perform system administration functions from their privileged account.

This can be accomplished using separation like VLANs or logical separation using strong access control methods.

Examples

  1. Example 1

    As a system administrator, you are responsible for managing a number of core systems. Policy prevents you from conducting any administration from the computer or system account you use for day-to-day work [a, b]. The servers you manage also are isolated from the main corporate network. To work with them you use a special unique account to connect to a “jump” server that has access to the systems you routinely administer.

Assessment Methods

Examine
The process of reviewing, inspecting, observing, studying, or analyzing assessment objects (e.g., policies, procedures, plans, system designs, mechanisms) to facilitate understanding, achieve clarification, or obtain evidence.Example: An assessor reads the access control policy and inspects system configuration settings to confirm they match.

Not all of the evidence listed is required to meet this requirement — check the items your organization has collected.

Interview
The process of holding discussions with individuals or groups within an organization to facilitate understanding, achieve clarification, or identify the location of evidence.Example: An assessor asks a system administrator to describe how user accounts are approved, reviewed, and disabled.
  • System or network administrators
  • Personnel with information security responsibilities
  • System developer
Test
The process of exercising assessment objects (e.g., activities, mechanisms) under specified conditions to compare actual behavior with expected behavior.Example: An assessor attempts to sign in with a disabled account to confirm that access is denied.
  • Separation of user functionality from system management functionality

Potential Assessment Considerations

  • Are physical or logical controls used to separate user functionality from system management-related functionality (e.g., to ensure that administration (e.g., privilege) options are not available to general users) [c]?

Key References

NIST SP 800-171 Rev. 2 3.13.3

Evidence

  1. 03.13.03.a

    User functionality is identified

  1. 03.13.03.b

    System management functionality is identified

  1. 03.13.03.c

    User functionality is separated from system management functionality