Overview
  1. 03.01: Access Control
  2. 03.02: Awareness and Training
  3. 03.03: Audit and Accountability
  4. 03.04: Configuration Management
  5. 03.05: Identification and Authentication
  6. 03.06: Incident Response
  7. 03.07: Maintenance
  8. 03.08: Media Protection
  9. 03.09: Personnel Security
  10. 03.10: Physical Protection
  11. 03.11: Risk Assessment
  12. 03.12: Security Assessment
  13. 03.13: System and Communications Protection
  14. 03.14: System and Information Integrity

Security Requirements for 03.13.08 Data in Transit

This requirement applies to internal and external networks and any system components that can transmit information including servers, notebook computers, desktop computers, mobile devices, printers, copiers, scanners, and facsimile machines. Communication paths outside the physical protection of controlled boundaries are susceptible to both interception and modification. Organizations relying on commercial providers offering transmission services as commodity services rather than as fully dedicated services (i.e., services which can be highly specialized to individual customer needs), may find it difficult to obtain the necessary assurances regarding the implementation of the controls for transmission confidentiality. In such situations, organizations determine what types of confidentiality services are available in commercial telecommunication service packages. If it is infeasible or impractical to obtain the necessary safeguards and assurances of the effectiveness of the safeguards through appropriate contracting vehicles, organizations implement compensating safeguards or explicitly accept the additional risk. An example of an alternative physical safeguard is a protected distribution system (PDS) where the distribution medium is protected against electronic or physical intercept, thereby ensuring the confidentiality of the information being transmitted. See [NIST CRYPTO].

Assessment GuidanceExamine 0/7

How an assessor determines this requirement is met. Source: CMMC Assessment Guide – Level 2, Version 2.13 (NIST SP 800-171 Rev. 2).

Discussion

The intent of this requirement is to ensure CUI is cryptographically protected during transit, particularly on the internet. The most common way to accomplish this is to establish a TLS tunnel between the source and destination using the most current version of TLS. This requirement does not specify a mutually authenticated handshake, but mutual authentication is the most secure approach to creating a tunnel. Because the use of cryptography in this requirement is to protect the confidentiality of CUI, the cryptography used must meet the criteria specified in requirement SC.L2-3.13.11. This requirement, SC.L2-3.13.8, requires cryptographic mechanisms be used to prevent the disclosure of CUI in-transit and leverages SC.L2-3.13.11, which specifies that the algorithms used must be FIPS-validated cryptography.

Examples

  1. Example 1

    You are a system administrator responsible for configuring encryption on all devices that contain CUI. Because your users regularly store CUI on laptops and take them out of the office, you encrypt the hard drives with a FIPS-validated encryption tool built into the operating system. For users who need to share CUI, you install a Secure FTP server to allow CUI to be transmitted in a compliant manner [a]. You verify that the server is using a FIPSvalidated encryption module by checking the NIST Cryptographic Module Validation Program website [c]. You turn on the “FIPS Compliance” setting for the server during configuration because that is what is required for this product in order to use only FIPSvalidated cryptography [c].

Assessment Methods

Examine
The process of reviewing, inspecting, observing, studying, or analyzing assessment objects (e.g., policies, procedures, plans, system designs, mechanisms) to facilitate understanding, achieve clarification, or obtain evidence.Example: An assessor reads the access control policy and inspects system configuration settings to confirm they match.

Not all of the evidence listed is required to meet this requirement — check the items your organization has collected.

Interview
The process of holding discussions with individuals or groups within an organization to facilitate understanding, achieve clarification, or identify the location of evidence.Example: An assessor asks a system administrator to describe how user accounts are approved, reviewed, and disabled.
  • System or network administrators
  • Personnel with information security responsibilities
  • System developer
Test
The process of exercising assessment objects (e.g., activities, mechanisms) under specified conditions to compare actual behavior with expected behavior.Example: An assessor attempts to sign in with a disabled account to confirm that access is denied.
  • Cryptographic mechanisms or mechanisms supporting or implementing transmission confidentiality
  • Organizational processes for defining and implementing alternative physical safeguards

Potential Assessment Considerations

  • Are cryptographic mechanisms used to prevent unauthorized disclosure of information during transmission unless otherwise protected by alternative physical measures (e.g., PDS) [c]?

Key References

NIST SP 800-171 Rev. 2 3.13.8

Evidence

  1. 03.13.08.a

    Cryptographic mechanisms intended to prevent unauthorized disclosure of cui are identified

  1. 03.13.08.b

    Alternative physical safeguards intended to prevent unauthorized disclosure of cui are identified

  1. 03.13.08.c

    Either cryptographic mechanisms or alternative physical safeguards are implemented to prevent unauthorized disclosure of cui during transmission